Series 65 Exam

People's financial advisory business going can be obtained before looking for a job a license. One of these tests is the Series 65 exam and the license it gives you the clue registered investment advisor.

The exam itself is a 130 question multiple choice test. Contrary to what some may think, there is no educational requirement to do this test. A financial degree or college degree is not required. A degree in finance or otherwise certainly helps in the labor market though. However, some names to go in, and displaying your willingness to succeed in the financial advisory business can be enough.

The Series 65 exam centers across the primary investment vehicles out there: bonds, equities, some funds. The risks associated with these types of investment is also covered at great length. The test also includes analysis topics such as: Balance report, P / E ratio and a few other formulas. Also some technical analysis areas, such as: Trading ranges, support and resistance levels of stocks and trends.

Fitness and recommendations are important areas for the Series 65 exam as well. That's really what advice is all about when you think about it. What an investor's tax bracket and are suitable for tax bonds. Age and income of the person, which can be used in determining the length and credit rating of the investment or financial plan.

There are also rules and regulations for the exam. Most of these center around the Investment Advisors Act and Uniform Securities Act. These areas of the exam are usually not difficult to memorize and get started.

The exam preparation time with material by American Investment Training about 4 weeks or so. Taking practice tests and carefully read the answer explanation is a great way to "show" in the last 2 weeks. Passing grade for the Series 65 is 68.5%. You can register for the exam using the U-10 form, which can be provided with the course. Once you register to take the exam, you need 120 days to do with that record the test. That's enough time to be ready. There has to take an exam. Fee of $ 110 to the test

If a student fails, they must wait 30 days to take the test again. The Series 65 exam is given to the computer through Prometric testing centers. There are hundreds of these centers, with locations in every state and select international locations. Once you have studied and have registered using the form, you will receive a confirmation with the 800 # to achieve. Every test center in the country

The Series 65 license looks very strong on a resume and is suitable for many people. CPAs, lawyers, Mortgage Brokers, brokers and estate planners see the advantage in obtaining this permit. The labor market in the financial world is sometimes difficult, so why not improve your credentials?

Give yourself an edge over other candidates by passing the Series 65 exam.

Good Luck! 

Nick Hunter is the President of American Investment Training, Inc. (AIT)  He has personally taught thousands of students in the securities industry for over 15 years. AIT produces home study courses for the financial industry and individuals seeking education and licensing.